About Us
Mohanty Gargiulo LLC aims to fill the void for advisory services with a holistic, rather than a simply transactional approach to derivatives. Context for our advice is always the client’s overall business, not products in a vacuum. Our capabilities to accomplish this mission stem from our team’s decades of experience with major investment banks in various sectors of finance, including issuer and investor tax-exempt derivatives origination and structuring, bond origination, public finance banking and corporate derivatives.
Our knowledge and relationships with both issuers and investors give us a more complete market view and allow us to provide our clients timely market insights and be proactive with ideas and solutions.
Mohanty Gargiulo LLC is registered as a Municipal Advisor with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board, as well as a Commodity Trading Advisor with the Commodity Futures Trading Commission. We are also a certified Minority and Women-Owned Business Enterprise.