Decades of Financial


About Us

Mohanty Gargiulo LLC aims to fill the void for advisory services with a holistic, rather than a simply transactional approach to derivatives. Context for our advice is always the client’s overall business, not products in a vacuum. Our capabilities to accomplish this mission stem from our team’s decades of experience with major investment banks in various sectors of finance, including issuer and investor tax-exempt derivatives origination and structuring, bond origination, public finance banking and corporate derivatives.

We are unique, given our experience, in bringing together issuer and investor needs and perspectives. Our knowledge and relationships with both issuers and investors give us a more complete market view and allow us to provide our clients timely market insights and be proactive with ideas and solutions.

Mohanty Gargiulo LLC is registered as a Municipal Advisor with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board, as well as a Commodity Trading Advisor with the Commodity Futures Trading Commission.  We are also a certified Minority and Women-Owned Business Enterprise.